Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• HUY Le

  IRN HXL01174

  • CF30 Customer (23 Mar 2011 to 22 Apr 2014)
• Hamish Turley

  IRN HXT00046

  • [FCA CF] Client dealing (11 Mar 2019 to 25 Nov 2020)
• Harald Muus Eikeland

  IRN HME01012

  • CF30 Customer (8 Oct 2009 to 6 Mar 2016)
• Helen Mason

  IRN HXM01730

  • SMF22 Other Local Responsibility (26 Oct 2016 to 7 Apr 2023)
• Helen Mastrocostas

  IRN HXM01319

  • CF30 Customer (12 Dec 2011 to 6 Mar 2016)
• Helene Elizabeth Winch

  IRN HXW01070

  • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
  • CF26 Customer Trading (1 Dec 2001 to 27 Sep 2002)
• Hema Shah

  IRN HXS86423

  • SMF5 Head of Internal Audit (since 4 Jan 2023)
• Henry Frederick Gordon Morriss

  IRN HXM01109

  • CF26 Customer Trading (1 Dec 2001 to 2 May 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
• Ian Bermange

  IRN IXB01292

  • CF30 Customer (8 Mar 2011 to 30 Jun 2015)
• Ian James Ravenscroft

  IRN IJR01029

  • CF30 Customer (25 Oct 2010 to 6 Mar 2016)

No changes recorded yet.