Australia and New Zealand Banking Group Ltd

Date authorised
29 April 1988
Companies House
FC009351
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 12, 25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121
    Web
    https://www.anz.com

  • Complaints Contact

    25 North Colonnade
    London
    E14 5HZ
    UNITED KINGDOM
    Phone
    +442032292121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

  • Trades With You Directly

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gina Louise Amies

    IRN GLA01017

    • CF30 Customer (15 Nov 2007 to 17 Sep 2008)
  • Ginette Ellen Porteous

    IRN GEP01017

    • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2007)
  • Glenn Baggley

    IRN GXB01198

    • CF30 Customer (10 Dec 2012 to 31 May 2013)
  • Glenn Jennings

    IRN GXJ00203

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2026)
    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
  • Govert Van Ek

    IRN GXV01046

    • CF21 Investment Adviser (28 Dec 2001 to 5 Apr 2004)
  • Grahame Michael Jones

    IRN GMJ01025

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2004)
  • Grahame Pilcher

    IRN GXP01142

    • CF30 Customer (24 Jun 2011 to 7 Jan 2013)
  • Gregoire Baggio

    IRN GXB01607

    • CF30 Customer (1 Aug 2013 to 7 Nov 2015)
  • Gregory John Kenward

    IRN GJK01033

    • CF23 Corporate Finance Adviser (7 Jun 2004 to 29 Oct 2004)
    • CF21 Investment Adviser (3 Jan 2002 to 5 Apr 2004)
  • Gregory Lawrence Wakelin

    IRN GLW01043

    • CF30 Customer (16 Jun 2008 to 2 Nov 2010)
    • CF29 Significant management (16 Jun 2008 to 2 Nov 2010)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.