Australia and New Zealand Banking Group Ltd

• Principal Place of Business

  Level 12, 25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

  Web

  https://www.anz.com

• Complaints Contact

  25 North Colonnade

  London

  E14 5HZ

  UNITED KINGDOM

  Phone

  +442032292121

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

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  • · Limited to underwriting on own account and to participation in placings on own account and, in carrying on such activities to the specified investment "unit".

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Structured Deposits, Unit, Warrant

• Edward Mowbray Nicholas Howard

  IRN EMH01024

  • CF26 Customer Trading (1 Dec 2001 to 26 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 26 Dec 2003)
• Edward Peter William Johnson

  IRN EPJ01003

  • CF21 Investment Adviser (22 Jan 2002 to 5 Apr 2004)
• Edwin Chan

  IRN EXC01094

  • CF30 Customer (15 Feb 2011 to 13 May 2011)
• Elise Scarlett Grace

  IRN EXG00091

  • [FCA CF] Client dealing (13 Oct 2021 to 27 Aug 2024)
• Elizabeth Jane Brennan

  IRN EJB01061

  • CF21 Investment Adviser (12 Jan 2002 to 28 Nov 2003)
• Ella Puskarjova

  IRN EXP01325

  • [FCA CF] Client dealing (17 Sep 2018 to 26 Feb 2019)
• Elliot Slocombe

  IRN EXS00490

  • [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2026)
  • [FCA CF] Material risk taker (since 21 Jan 2026)
• Elpida Zoe Adamopoulos

  IRN EZA01002

  • CF30 Customer (17 Apr 2008 to 3 Apr 2009)
• Emily Ryder

  IRN EXR01085

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Sep 2002)
• Emma Broughton

  IRN EXT01030

  • [FCA CF] Manager of certification employee (since 7 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 25 Aug 2021)
  • [FCA CF] Material risk taker (since 25 Aug 2021)
  • [FCA CF] Significant management (since 17 Aug 2020)
  • [FCA CF] Client dealing (17 Aug 2020 to 18 Aug 2020)

No changes recorded yet.