Augusta & Co Limited

Date authorised
1 April 2013
Companies House
04399945
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800
    Web
    https://www.augustaco.com

  • Complaints Contact

    19 Queen Street
    London
    W1J 5PW
    UNITED KINGDOM
    Phone
    +4402077760800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Chaplin

    IRN GXC00661

    • [FCA CF] Client dealing (since 27 Mar 2026)
  • Gerard Pascal Sander

    IRN GPS01054

    • CF23 Corporate Finance Adviser (9 Nov 2004 to 4 Oct 2005)
  • Giacomo Renato Casali

    IRN GXC08728

    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Gianandrea Massola

    IRN GXM00837

    • [FCA CF] Client dealing (since 27 Mar 2026)
  • Hady Francis

    IRN HXF01122

    • CF30 Customer (12 Nov 2010 to 15 Sep 2011)
  • Harry Maximilian Gibson

    IRN HMG01037

    • [FCA CF] Manager of certification employee (24 Feb 2025 to 1 Dec 2025)
    • [FCA CF] Significant management (24 Feb 2025 to 1 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
  • Hartmut Betke

    IRN HXB01228

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF23 Corporate Finance Adviser (4 Sep 2007 to 31 Oct 2007)
  • Henrik Boge Thu

    IRN HXB01591

    • CF30 Customer (17 Oct 2016 to 8 Dec 2019)
  • Ida Christine Gyldenloeve

    IRN ICG01024

    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • Inho Bae

    IRN IXB00171

    • CF30 Customer (6 Dec 2022 to 7 Nov 2023)
    • [FCA CF] Client dealing (29 Sep 2022 to 7 Nov 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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