Aua Insolvency Risk Services Limited

Date authorised
1 April 2013
Companies House
06273355
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    35 Park Row
    Nottingham
    NG1 6EE
    UNITED KINGDOM
    Phone
    +4402079774800
    Web
    https://srinsurancesolutions.co.uk/service/insolvency

  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 29 Apr 2022)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 14 Mar 2025)
    • SMF3 Executive Director (since 4 Jan 2022)
  • Neil Keith Nimmo

    IRN NKN00002

    • Responsible for Insurance Distribution (since 17 Mar 2026)
    • SMF3 Executive Director (since 17 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (since 9 Nov 2023)
  • Rafael Odasso

    IRN RXO01114

    • CF1 Director (18 Oct 2007 to 16 Feb 2009)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Stephen Evenden

    IRN SXE01360

    • CF28 Systems and controls (3 Jan 2017 to 25 Oct 2019)
  • Timothy McNally

    IRN TXM01472

    • CF3 Chief Executive (18 Oct 2007 to 26 Feb 2010)
    • Responsible for Insurance Mediation (18 Oct 2007 to 26 Feb 2010)
    • CF8 Apportionment and Oversight (18 Oct 2007 to 31 Mar 2009)
    • CF1 Director (18 Oct 2007 to 26 Feb 2010)
  • Travis Alfred Bowles

    IRN TAB01121

    • CF1 Director (26 Feb 2014 to 6 Feb 2018)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (21 Jul 2022 to 10 Mar 2026)
    • SMF1 Chief Executive (21 Jul 2022 to 29 Dec 2025)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.