Date authorised
8 September 2017
Companies House
10208312
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010
  • Complaints Contact

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Isaac Cox

    IRN PIC01015

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 28 May 2021)
    • [FCA CF] Significant management (1 Apr 2020 to 28 May 2021)
  • Paul James Joyce

    IRN PXJ00078

    • [FCA CF] Manager of certification employee (1 Sep 2022 to 31 Jan 2025)
    • [FCA CF] Significant management (1 Sep 2022 to 31 Jan 2025)
  • Paul O'Neill

    IRN PXO00069

    • [FCA CF] Significant management (1 Jul 2021 to 1 Mar 2023)
  • Paula Elden

    IRN PXE00058

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2022)
  • Pauline MacLeod

    IRN PXM00309

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2022)
  • Philip Andrew O'Shiel

    IRN PAO01070

    • [FCA CF] Significant management (9 Dec 2019 to 2 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Sep 2022)
  • Phillip Miles

    IRN PXM00457

    • SMF3 Executive Director (since 29 Dec 2022)
    • Responsible for Insurance Distribution (1 Mar 2025 to 2 Jul 2025)
    • [FCA CF] Significant management (1 Mar 2022 to 15 Nov 2023)
  • Richard Francis Holland

    IRN RFH01046

    • SMF1 Chief Executive (9 Dec 2019 to 26 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2021)
    • CF1 Director (1 Jan 2019 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jan 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Jan 2019 to 26 Aug 2021)
    • CF2 Non Executive Director (8 Sep 2017 to 1 Jan 2019)
  • Robert Joseph Brannock

    IRN RXB00058

    • SMF9 Chair of the Governing Body (since 13 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Jun 2023)
    • CF2 Non Executive Director (21 May 2019 to 8 Dec 2019)
  • Rodney Hurrell

    IRN RXH00288

    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.