Date authorised
8 September 2017
Companies House
10208312
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010
  • Complaints Contact

    Edinburgh Park
    1-3 Lochside Crescent
    Edinburgh
    Midlothian
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456100010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ruaridh McMillan

    IRN RXM00357

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Rudolf Gerstenberger

    IRN RXG00588

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • Sabina Perera

    IRN SXP00846

    • [FCA CF] Significant management (since 27 Sep 2023)
  • Sarah Baker

    IRN SXM00560

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 7 Jan 2022)
  • Sarah Nelson

    IRN SXN00128

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2023)
  • Sarah O'Connor

    IRN SXO00079

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Sarah Welsh

    IRN SXW00331

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2021)
  • Sean Trevor Wells

    IRN SXW00721

    • [FCA CF] Significant management (22 Dec 2022 to 2 Mar 2023)
  • Simon Aulton

    IRN SXA00276

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
  • Simon Denzil Chandler

    IRN SXC01737

    • SMF3 Executive Director (since 2 Jul 2025)
    • Responsible for Insurance Distribution (since 2 Jul 2025)
    • SMF1 Chief Executive (since 2 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

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