Atholl Scott Financial Services Limited

Date authorised
1 April 2013
Companies House
SC108824
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    13 Victoria Street
    Aberdeen
    Aberdeenshire
    AB10 1XB
    UNITED KINGDOM
    Phone
    +4401224640227
    Web
    https://www.asfs-ltd.co.uk

  • Complaints Contact

    Victoria House
    13 Victoria Street
    Aberdeen
    Aberdeenshire
    AB10 1XB
    UNITED KINGDOM
    Phone
    +4401224640227

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Pike

    IRN LXP01447

    • CF30 Customer (30 Mar 2018 to 20 Nov 2018)
  • Lesley Pottinger

    IRN LXP12232

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
  • Nicole Armstrong

    IRN NXA01335

    • SMF3 Executive Director (since 12 Apr 2024)
  • Paul Gibson

    IRN PXG00006

    • CF24 Pension Transfer Specialist (2 Nov 2005 to 22 Dec 2006)
    • CF8 Apportionment and Oversight (6 Apr 2005 to 22 Dec 2006)
    • CF10 Compliance Oversight (6 Apr 2005 to 22 Dec 2006)
    • CF1 Director (6 Apr 2005 to 22 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2006)
  • Ronan James MacLeod

    IRN RJM00060

    • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • Vivian Webster

    IRN VXW00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.