Astute Financial & Mortgage Advisers Ltd

• Principal Place of Business

  261a Acklam Road

  Acklam

  Middlesbrough

  TS5 7BP

  UNITED KINGDOM

  Phone

  +4401642134100

  Web

  https://www.astutefin.co.uk

• Complaints Contact

  261a Acklam Road

  Acklam

  Middlesbrough

  TS5 7BP

  UNITED KINGDOM

  Phone

  +4401642134100

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Thomas Sanderson

  IRN STS00002

  • [FCA CF] Client dealing (1 Apr 2021 to 20 Dec 2023)
  • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 20 Dec 2023)
• Steven Charles Innocent

  IRN SXI00009

  • [FCA CF] Significant management (14 Dec 2019 to 29 Mar 2024)
  • [FCA CF] Benchmark submission and administration (14 Dec 2019 to 1 Sep 2025)
  • [FCA CF] CASS oversight function (14 Dec 2019 to 1 Sep 2025)
  • [FCA CF] Proprietary trader (14 Dec 2019 to 1 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Mar 2024)
  • CF1 Director (28 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)

No changes recorded yet.