Steven Charles Innocent

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Financial & Mortgage Advisers Ltd (no longer approved here)

    FRN 811049

    • [FCA CF] Significant management (14 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Benchmark submission and administration (14 Dec 2019 to 1 Sep 2025)
    • [FCA CF] CASS oversight function (14 Dec 2019 to 1 Sep 2025)
    • [FCA CF] Proprietary trader (14 Dec 2019 to 1 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Mar 2024)
    • CF1 Director (28 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.