Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Cunningham

    IRN AXC03339

    • SMF18 Other Overall Responsibility (22 Sep 2023 to 30 Dec 2025)
    • CF1 Director (AR) (19 Jun 2018 to 28 Jun 2019)
  • Andrew Frederick John Neden

    IRN AFN01022

    • SMF11 Chair of the Audit Committee (since 23 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 5 Feb 2025)
  • Andrew George Dore

    IRN AGD01039

    • CF1 Director (AR) (13 Jan 2011 to 13 Feb 2014)
  • Andrew Gladwin

    IRN AXG00527

    • SMF18 Other Overall Responsibility (17 Jun 2022 to 17 Nov 2023)
  • Andrew James Tom Milligan

    IRN AJM01642

    • SMF18 Other Overall Responsibility (28 Feb 2019 to 22 Sep 2023)
    • CF1 Director (AR) (1 May 2013 to 11 May 2015)
    • CF29 Significant management (30 Nov 2009 to 1 May 2013)
  • Andrew John Carrier

    IRN AJC01183

    • CF29 Significant management (15 Jan 2016 to 18 May 2016)
    • CF1 Director (AR) (22 Dec 2015 to 4 May 2018)
  • Andrew John Hubbard

    IRN AJH01610

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 24 Jul 2023)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (28 Nov 2013 to 6 Mar 2016)
  • Aneil Paul Deshpande

    IRN APD01047

    • CF8 Apportionment and Oversight (10 Jun 2004 to 9 Mar 2007)
    • CF3 Chief Executive (10 Jun 2004 to 9 Mar 2007)
    • CF1 Director (10 Jun 2004 to 9 Mar 2007)
  • Anna Victoria Jay

    IRN AXJ00532

    • SMF18 Other Overall Responsibility (since 8 Nov 2024)
  • Anne Rebecca Middleton

    IRN AXM00566

    • CF1 Director (AR) (since 19 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.