Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Albans District Credit Union Limited (no longer approved here)

    FRN 213794

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 26 Mar 2024)
    • CF2 Non Executive Director (22 Jul 2015 to 6 Mar 2016)
  • ARK Syndicate Management Limited (no longer approved here)

    FRN 461952

    • SIMF4 Chief Risk Function (7 Mar 2016 to 15 Nov 2016)
    • CF1 Director (14 Mar 2007 to 6 Mar 2016)
  • Asta Managing Agency Ltd (no longer approved here)

    FRN 204897

    • CF1 Director (10 Jun 2004 to 9 Mar 2007)
    • CF8 Apportionment and Oversight (10 Jun 2004 to 9 Mar 2007)
    • CF3 Chief Executive (10 Jun 2004 to 9 Mar 2007)
  • Travelers Syndicate Management Limited (no longer approved here)

    FRN 204960

    • CF1 Director (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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