Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Charles Grainger

    IRN DCG01035

    • CF1 Director (AR) (22 May 2017 to 6 Aug 2021)
  • Digby Francis Considine Murphy

    IRN DFM01042

    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Jun 2017)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 30 Jun 2017)
    • CF2 Non Executive Director (6 Jun 2005 to 6 Mar 2016)
  • Dominic George Peters

    IRN DGP01102

    • SMF18 Other Overall Responsibility (21 May 2021 to 29 Dec 2022)
  • Dominic James Kirby

    IRN DJK01082

    • CF1 Director (AR) (13 May 2016 to 8 Feb 2017)
    • CF29 Significant management (1 Mar 2016 to 8 Feb 2017)
  • Dominic John Frost

    IRN DJF01215

    • CF1 Director (AR) (20 May 2014 to 31 Mar 2015)
    • CF29 Significant management (14 Feb 2014 to 31 Mar 2015)
  • Douglas Jacobsohn

    IRN DXJ01304

    • CF2 Non Executive Director (3 Jan 2014 to 6 Mar 2016)
  • Duncan Henderson Dale

    IRN DHD01028

    • SMF18 Other Overall Responsibility (15 Feb 2019 to 18 Jan 2021)
    • CF1 Director (AR) (20 Feb 2014 to 29 Dec 2022)
    • CF29 Significant management (1 Jan 2014 to 9 Dec 2018)
  • Edward Alexander Dallas Colclough

    IRN EXC00163

    • SMF18 Other Overall Responsibility (since 25 Jun 2024)
  • Edward Lewis Rand

    IRN ELR01021

    • CF2 Non Executive Director (AR) (13 Mar 2014 to 29 Dec 2022)
  • Edward Wheatley

    IRN EXW00155

    • CF1 Director (AR) (15 Feb 2022 to 15 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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