Date authorised
2 August 2021
Companies House
10254215
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442038898080
  • Complaints Contact

    7th Floor
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442038898080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Stirling Minns

    IRN ASM01185

    • SMF11 Chair of the Audit Committee (2 Aug 2021 to 1 Sep 2022)
    • SMF14 Senior Independent Director (2 Aug 2021 to 1 Sep 2022)
  • Christopher Norman Clark

    IRN CNC01032

    • Director of firm who is not a certification employee or a SMF manager (since 6 Aug 2021)
  • David Charles James

    IRN DCJ01042

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
  • Derek Charles Grainger

    IRN DCG01035

    • SMF3 Executive Director (2 Aug 2021 to 31 Aug 2023)
    • SMF16 Compliance Oversight (2 Aug 2021 to 31 Aug 2023)
  • Esther Felton

    IRN EXF01195

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2022 to 30 Jun 2025)
  • Gemma Clare Whitfield

    IRN GXW00244

    • SMF20 Chief Actuary (since 4 May 2022)
  • Grant Williams

    IRN GXW00218

    • [PRA CF] Key function holder (since 6 Aug 2021)
  • James Simpson

    IRN JXS00750

    • [PRA CF] Key function holder (since 6 Aug 2021)
  • John Anthony Lynch

    IRN JAL01092

    • SMF1 Chief Executive (since 2 Aug 2021)
  • John Charles Hamblin

    IRN JCH01138

    • Director of firm who is not a certification employee or a SMF manager (6 Aug 2021 to 31 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.