Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Norman Clark

    IRN CNC01032

    • CF2 Non Executive Director (AR) (14 Dec 2018 to 6 Aug 2021)
  • Christopher Peter Charlton

    IRN CPC01063

    • CF3 Chief Executive (AR) (20 Jun 2023 to 11 Feb 2026)
  • Christopher Peter Sharp

    IRN CPS01104

    • SMF18 Other Overall Responsibility (4 Apr 2022 to 16 Jan 2026)
    • CF1 Director (AR) (12 Mar 2014 to 1 Mar 2021)
  • Christopher Wildee

    IRN CXW00370

    • SMF18 Other Overall Responsibility (9 May 2022 to 5 Feb 2025)
  • Clare Victoria Barley

    IRN CVB01013

    • SMF3 Executive Director (since 19 Apr 2021)
    • Responsible for Insurance Distribution (since 19 Apr 2021)
    • SMF24 Chief Operations (since 19 Apr 2021)
    • SMF4 Chief Risk (10 Dec 2018 to 19 Mar 2020)
    • SIMF4 Chief Risk Function (27 Apr 2016 to 9 Dec 2018)
  • Colin Neil Griffiths

    IRN CNG01021

    • SMF16 Compliance Oversight (19 Mar 2020 to 24 Feb 2023)
    • SMF4 Chief Risk (19 Mar 2020 to 24 Feb 2023)
    • SIMF4 Chief Risk Function (16 May 2018 to 19 Oct 2018)
  • Colin Robert Kirkpatrick

    IRN CRK00001

    • CF1 Director (AR) (since 15 Nov 2023)
  • Daniel Charles Morgan O Connell

    IRN DXO00189

    • SMF18 Other Overall Responsibility (since 9 May 2024)
  • Daniel How

    IRN DXH23501

    • SMF5 Head of Internal Audit (5 Feb 2020 to 29 Dec 2025)
  • Darren Mark Lednor

    IRN DML01114

    • CF1 Director (AR) (22 May 2014 to 19 Feb 2016)
    • CF29 Significant management (1 May 2013 to 19 Feb 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.