Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael William Bennett

    IRN MWB01113

    • SMF18 Other Overall Responsibility (28 Feb 2019 to 8 Mar 2019)
    • CF29 Significant management (2 Apr 2014 to 9 Dec 2018)
  • Miles King

    IRN MXK00907

    • SMF18 Other Overall Responsibility (since 2 Apr 2025)
  • Neil Frank Lightbown

    IRN NXL01067

    • SMF18 Other Overall Responsibility (22 Apr 2021 to 24 Jun 2022)
  • Neil Pearson Presland

    IRN NPP01031

    • [FCA CF] Significant management (10 Dec 2018 to 23 May 2022)
  • Neil St John Attwood

    IRN NSA01032

    • SMF18 Other Overall Responsibility (since 1 Jul 2025)
  • Nicholas Destro

    IRN NXD01493

    • CF1 Director (AR) (20 May 2020 to 6 Aug 2021)
    • SMF18 Other Overall Responsibility (8 Jan 2020 to 6 Aug 2021)
    • CF29 Significant management (14 Feb 2017 to 9 Mar 2017)
  • Nicholas George Tye

    IRN NXT21560

    • SMF18 Other Overall Responsibility (18 Nov 2020 to 1 May 2024)
  • Nicholas Godfrey

    IRN NRG01059

    • CF1 Director (AR) (22 Sep 2015 to 11 Mar 2016)
  • Nicholas Goritsas

    IRN NXG00328

    • CF1 Director (AR) (since 28 Feb 2025)
  • Nicola Burke

    IRN NXB27206

    • CF1 Director (AR) (15 Feb 2022 to 11 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.