Date authorised
23 October 1986
Companies House
01918744
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900
  • Complaints Contact

    5th Floor
    20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +4402077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Harley Friedman

    IRN HHF01008

    • CF2 Non Executive Director (AR) (13 Mar 2014 to 20 Sep 2019)
  • Howard Kew

    IRN HXK01134

    • CF1 Director (AR) (18 Jun 2019 to 31 Mar 2021)
  • Ian Carey

    IRN IXC01181

    • CF1 Director (AR) (since 19 Aug 2025)
  • Ian Harman

    IRN IXH25676

    • CF1 Director (AR) (17 Aug 2022 to 30 Dec 2025)
  • Ian Joseph Bridge

    IRN IJB01076

    • CF1 Director (AR) (27 Sep 2014 to 29 Dec 2022)
  • Jacqueline Lingzhi Wiffen

    IRN JXW00359

    • SMF18 Other Overall Responsibility (since 24 Apr 2025)
  • James Paul Loweth

    IRN JPL01135

    • CF1 Director (AR) (6 Jul 2015 to 31 Jul 2017)
  • James William Ramage

    IRN JWR01071

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Mar 2019)
    • SIMF10 Chair of the Risk Committee (19 Oct 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (26 Jul 2010 to 6 Mar 2016)
  • Jeffrey Bores

    IRN JXB01264

    • SMF18 Other Overall Responsibility (17 Mar 2023 to 16 Aug 2024)
  • Jeremy Edward Cadle

    IRN JEC01213

    • CF2 Non Executive Director (AR) (12 Feb 2014 to 31 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.