Date authorised
1 April 2013
Companies House
04728481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eleven Brindleyplace
    2 Brunswick Square
    Brindleyplace
    Birmingham
    West Midlands
    B1 2LP
    UNITED KINGDOM
    Phone
    +4401214236200
  • Complaints Contact

    Eleven Brindleyplace
    2 Brunswick Square
    Brindleyplace
    Birmingham
    West Midlands
    B1 2LP
    UNITED KINGDOM
    Phone
    +4401214236200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Oliver Whittingham

    IRN JXW15948

    • SMF3 Executive Director (since 22 Nov 2025)
  • Joanne Elizabeth Andrews

    IRN JEA01050

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
  • Jonathan David Hettle

    IRN JDH01137

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jan 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 4 Nov 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Jonathan Edward Brindley

    IRN JXB00583

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2024)
  • Justine Tanya Ogden

    IRN JXO00088

    • [FCA CF] CASS oversight function (9 Dec 2019 to 20 Aug 2025)
  • Lakhbir Purewal

    IRN LXP00457

    • [FCA CF] CASS oversight function (since 20 Aug 2025)
  • Lesley Carol Cooper

    IRN LXC00184

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Lillo Pitrolino

    IRN LXP00144

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2024)
  • Michelle Bree

    IRN MXB04137

    • SMF3 Executive Director (since 4 Oct 2025)
  • Michelle Louise Pearson

    IRN MXP00297

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.