Date authorised
1 April 2013
Companies House
04728481
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eleven Brindleyplace
    2 Brunswick Square
    Brindleyplace
    Birmingham
    West Midlands
    B1 2LP
    UNITED KINGDOM
    Phone
    +4401214236200
  • Complaints Contact

    Eleven Brindleyplace
    2 Brunswick Square
    Brindleyplace
    Birmingham
    West Midlands
    B1 2LP
    UNITED KINGDOM
    Phone
    +4401214236200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohammed Omar Khan

    IRN MXK00256

    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2024)
  • Nicholas George Robert Harris

    IRN NGH00006

    • Responsible for Insurance Distribution (since 12 Mar 2026)
    • SMF3 Executive Director (since 21 Nov 2025)
  • Patrick Paul Williams

    IRN PXW00175

    • [FCA CF] Manager of certification employee (since 30 Oct 2025)
    • [FCA CF] Significant management (since 20 Jan 2025)
  • Sean Nigel Gough

    IRN SNG01017

    • SMF3 Executive Director (17 Jan 2020 to 10 Sep 2024)
  • Stephanie Jane Butterick

    IRN SXB03959

    • [FCA CF] Significant management (since 20 Jan 2025)
  • Stuart James Quilter

    IRN SJQ01013

    • Director of firm who is not a certification employee or a SMF manager (since 10 Sep 2024)
    • SMF3 Executive Director (16 Jan 2020 to 10 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.