Assurant Intermediary Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard William Green
IRN RWG01063
- CF29 Significant management (3 May 2019 to 8 Dec 2019)
Robert Elam
IRN RXE00035
- [FCA CF] Significant management (10 Dec 2020 to 2 Dec 2025)
Robert James Moorehead-Lane
IRN RXM02300
- CF28 Systems and controls (27 Mar 2012 to 4 Jun 2014)
Ross Matthew Carson
IRN RXC16018
- [FCA CF] Significant management (11 Jul 2022 to 8 May 2024)
- [FCA CF] Manager of certification employee (11 Jul 2022 to 8 May 2024)
Ryan Stevens
IRN RXS00710
- [FCA CF] Manager of certification employee (10 Dec 2022 to 2 Aug 2024)
- [FCA CF] Significant management (10 Dec 2022 to 2 Aug 2024)
Samantha Ross
IRN SLR01063
- CF29 Significant management (1 Oct 2010 to 18 Aug 2011)
Sara Lavinia Dodd
IRN SXD00312
- [FCA CF] Significant management (1 Mar 2021 to 2 Dec 2025)
Sarah Kate Ireland
IRN SXI00032
- [FCA CF] Significant management (10 Dec 2020 to 29 Oct 2021)
Shaminder Singh Rai
IRN SXR16051
- CF29 Significant management (27 Aug 2019 to 8 Dec 2019)
Slavko Gvero
IRN SXG01251
- CF1 Director (16 Aug 2007 to 31 Jul 2008)

Smaller firms operating under this firm's FCA authorisation.

Watermill Properties (no longer appointed)
FRN 604588 · Appointed 17 Jul 2013 · Until 29 May 2014
Taylor Milburn Limited (no longer appointed)
FRN 602608 · Appointed 17 Jun 2013 · Until 18 Jul 2014
U Moove Limited (no longer appointed)
FRN 602178 · Appointed 4 Jun 2013 · Until 1 May 2017
Millfield Consulting (IFA) Limited (no longer appointed)
FRN 601811 · Appointed 29 May 2013 · Until 29 May 2014
Daniel Craig Residential Ltd (no longer appointed)
FRN 594920 · Appointed 24 Jan 2013 · Until 1 May 2017
Ace Review Property (no longer appointed)
FRN 584676 · Appointed 16 Jul 2012 · Until 1 May 2017
EMH Associates (no longer appointed)
FRN 584262 · Appointed 4 Jul 2012 · Until 13 Dec 2013
U Can Fly Limited (no longer appointed)
FRN 574921 · Appointed 10 Feb 2012 · Until 13 Nov 2014
Lycamoney Limited (no longer appointed)
FRN 574130 · Appointed 1 Feb 2012 · Until 13 Nov 2014
Lycamobile UK Ltd (no longer appointed)
FRN 574091 · Appointed 1 Feb 2012 · Until 13 Nov 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.