Asset Management One International Ltd.

• Principal Place of Business

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

  Web

  https://www.am-one-int.co.uk

• Complaints Contact

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Susumu Ohno

  IRN SXO01082

  • CF2 Non Executive Director (1 Dec 2001 to 27 Mar 2003)
• Takashi Maruyama

  IRN TXM00372

  • Director of firm who is not a certification employee or a SMF manager (29 Apr 2022 to 31 Mar 2025)
• Takeshi Miki

  IRN TXM00646

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
• Takuya Yamada

  IRN TXY00046

  • SMF9 Chair of the Governing Body (since 4 Jun 2025)
  • SMF1 Chief Executive (since 4 Jun 2025)
• Terrilyn Fullman

  IRN TXF01059

  • CF27 Investment Management (1 Dec 2001 to 6 Nov 2006)
• Tetsuji Toda

  IRN TXT00228

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2024 to 31 Mar 2026)
• Timothy Simon Greene

  IRN TSG01016

  • CF30 Customer (10 Oct 2008 to 6 Mar 2009)
• Toby Rackliff

  IRN TXR01054

  • CF27 Investment Management (1 Dec 2001 to 18 Nov 2004)
• Tomohiko Asano

  IRN TXA00108

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 31 Mar 2024)
• Toru Yoshibe

  IRN YXT10759

  • SMF9 Chair of the Governing Body (28 Mar 2020 to 31 Mar 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)

No changes recorded yet.