Asset Management One International Ltd.

Date authorised
1 April 2013
Companies House
03472865
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asset Management One International Ltd
    30 Old Bailey
    London
    City Of London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402070906800
    Web
    https://www.am-one-int.co.uk

  • Complaints Contact

    Asset Management One International Ltd
    30 Old Bailey
    London
    City Of London
    EC4M 7AU
    UNITED KINGDOM
    Phone
    +4402070906800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toyohide Tanaka

    IRN TXT01117

    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Sep 2006)
    • CF1 Director (1 Dec 2001 to 30 Sep 2006)
    • CF3 Chief Executive (1 Dec 2001 to 30 Sep 2006)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
  • Tsuruko Kawabata

    IRN TXM01131

    • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
    • CF27 Investment Management (21 Nov 2002 to 31 Oct 2007)
  • Ulf Lennart Bergman

    IRN ULB01000

    • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
    • CF27 Investment Management (21 Mar 2005 to 31 Oct 2007)
  • Ulrich Zier

    IRN UXZ01002

    • CF27 Investment Management (16 Jul 2003 to 30 Sep 2004)
  • Ursula Amelie Schliessler

    IRN UAS01001

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 31 Mar 2025)
  • Vanna Ivone

    IRN VXI01012

    • CF30 Customer (1 Nov 2007 to 11 Jul 2012)
    • CF27 Investment Management (17 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Oct 2005 to 17 Feb 2006)
  • Yasuko Sato

    IRN YXS01129

    • CF30 Customer (23 Nov 2016 to 31 Jul 2017)
  • Yoshitaka Masai

    IRN YXM01071

    • CF2 Non Executive Director (29 Apr 2005 to 1 Apr 2008)
  • Zi-Qing Romo

    IRN ZXR01022

    • CF30 Customer (1 Nov 2007 to 22 Sep 2016)
    • CF27 Investment Management (7 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.