Asset Management One International Ltd.

• Principal Place of Business

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

  Web

  https://www.am-one-int.co.uk

• Complaints Contact

  Asset Management One International Ltd

  30 Old Bailey

  London

  City Of London

  EC4M 7AU

  UNITED KINGDOM

  Phone

  +4402070906800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hiren Gami

  IRN HXG01296

  • CF30 Customer (27 Oct 2015 to 8 Dec 2019)
• Hiren Gami

  IRN HXG00039

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2020)
• Hironori Matsuoka

  IRN HXM01737

  • CF30 Customer (13 Apr 2016 to 18 Jan 2018)
• Hiroshi Ikeda

  IRN HXI01067

  • CF2 Non Executive Director (21 May 2008 to 31 Mar 2012)
• Hiroshi Kanai

  IRN HXK01112

  • CF2 Non Executive Director (17 Apr 2003 to 31 Mar 2006)
• Hiroyuki Nomura

  IRN HXN01020

  • CF27 Investment Management (1 Dec 2001 to 1 Apr 2005)
• Jan George Weber

  IRN JGW01033

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2021)
  • CF10 Compliance Oversight (1 Apr 2003 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2003 to 8 Dec 2019)
  • CF1 Director (1 Apr 2003 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 21 Nov 2006)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Janis Alicia Tubbs

  IRN JAT01054

  • CF30 Customer (1 Nov 2007 to 10 Oct 2008)
  • CF27 Investment Management (21 Nov 2002 to 31 Oct 2007)
• Joshi Dinesh

  IRN DXJ01128

  • CF1 Director (1 Dec 2001 to 7 Oct 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Oct 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 7 Oct 2002)
• Kam Yin Mabel Tai

  IRN KYT01005

  • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
  • CF27 Investment Management (3 May 2007 to 31 Oct 2007)

No changes recorded yet.