Aspen Managing Agency Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Lloyd's Syndicate Management

  For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

• Karl Josef Mayr

  IRN KJM01123

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Jun 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (18 Oct 2016 to 9 Dec 2018)
• Katharine Anne Wade

  IRN KAW01067

  • CF1 Director (17 May 2012 to 16 Jul 2013)
• Kathryn Ruth Louise Vacher

  IRN KRV01006

  • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 30 Jan 2017)
  • Responsible for Insurance Mediation (31 Mar 2010 to 9 Aug 2016)
  • CF1 Director (8 Jan 2010 to 6 Mar 2016)
• Kedi Huang

  IRN KXH70471

  • [FCA CF] Material risk taker (since 29 Apr 2025)
  • [PRA CF] Key function holder (since 29 Apr 2025)
• Kevin John Powell

  IRN KXP17289

  • SMF20 Chief Actuary (since 3 Mar 2022)
• Lee Elliston

  IRN LXE00118

  • SMF24 Chief Operations (since 1 May 2025)
  • [FCA CF] Material risk taker (23 Dec 2022 to 1 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (23 Dec 2022 to 1 May 2025)
• Louise Pepper

  IRN LXP00319

  • [PRA CF] Significant risk taker or Material risk taker (since 9 Mar 2023)
  • [FCA CF] Material risk taker (since 9 Mar 2023)
• MARK YUNQUE

  IRN MXY00147

  • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 7 Apr 2021)
  • [FCA CF] Material risk taker (1 Jul 2019 to 7 Apr 2021)
• MARY TEGNER

  IRN MXT00755

  • [FCA CF] Material risk taker (10 Dec 2018 to 31 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Aug 2022)
• Mark Dean

  IRN MXD02121

  • SMF24 Chief Operations (6 Nov 2020 to 30 Jun 2021)
  • SMF4 Chief Risk (10 Dec 2018 to 26 Jun 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Jan 2020)
  • Responsible for Insurance Mediation (22 Aug 2017 to 30 Sep 2018)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (21 Oct 2015 to 6 Mar 2016)
  • CF28 Systems and controls (26 Mar 2013 to 6 Mar 2016)

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