Aspen Managing Agency Limited

Date authorised
1 April 2013
Companies House
06459521
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848000
    Web
    https://www.aspen.co

  • Complaints Contact

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Frederick Hobbs

    IRN JXH01544

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 25 May 2017)
    • CF2 Non Executive Director (24 Jul 2008 to 6 Mar 2016)
  • John Lee Hiskett

    IRN JXH09991

    • SMF18 Other Overall Responsibility (14 Mar 2019 to 2 Sep 2019)
  • John William Joseph Roome

    IRN JWR01088

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Sep 2020)
    • SIMF11 Chair of the Audit Committee (24 May 2017 to 9 Dec 2018)
  • Jon Steer

    IRN JXS15566

    • [PRA CF] Key function holder (since 28 Jan 2022)
    • SMF18 Other Overall Responsibility (7 Aug 2019 to 28 Jan 2022)
  • Jonathan Cripps

    IRN JXC01007

    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Jonathan Stewart Price

    IRN JSP01146

    • SMF2 Chief Finance (10 Dec 2018 to 28 Feb 2019)
    • SIMF2 Chief Finance Function (22 Oct 2018 to 9 Dec 2018)
  • Joseph Whitecross

    IRN JXW01015

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2024)
    • [FCA CF] Material risk taker (since 2 Jan 2024)
  • Julian Michael Cusack

    IRN JMC01124

    • CF3 Chief Executive (21 Aug 2013 to 2 Apr 2014)
    • CF1 Director (28 Mar 2008 to 24 Feb 2009)
  • Julie Peggs

    IRN JXP00244

    • SMF16 Compliance Oversight (24 Apr 2024 to 1 Apr 2026)
  • Karen Ann Green

    IRN KAG01032

    • SIMF1 Chief Executive Function (7 Mar 2016 to 17 Oct 2017)
    • CF3 Chief Executive (23 Apr 2014 to 6 Mar 2016)
    • CF1 Director (28 Mar 2008 to 17 Oct 2017)
    • CF8 Apportionment and Oversight (28 Mar 2008 to 16 Sep 2013)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.