Aspen Managing Agency Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Hannah Elizabeth Purves
IRN HEP01021
- SMF13 Chair of the Nominations Committee (22 Feb 2022 to 31 Oct 2022)
Heather Brown
IRN HXB01621
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Nov 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (10 Jan 2018 to 9 Dec 2018)
Heidi Elisabeth Hutter
IRN HEH01006
- SMF9 Chair of the Governing Body (10 Dec 2018 to 15 Feb 2019)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (28 Mar 2008 to 6 Mar 2016)
Helen Rose
IRN HXR01329
- SIMF2 Chief Finance Function (7 Mar 2016 to 22 Oct 2018)
- CF1 Director (2 Feb 2016 to 6 Mar 2016)
Helene Ok
IRN HXO00079
- [FCA CF] Material risk taker (since 21 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2025)
Henry MacHale
IRN HXM22777
- Responsible for Insurance Distribution (28 May 2020 to 26 Jun 2020)
JONATHAN DAVEY
IRN JXD01105
- [FCA CF] Material risk taker (10 Dec 2018 to 18 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (12 Jan 2018 to 18 Dec 2021)
Jacqueline Ann Gray
IRN JAG01229
- CF28 Systems and controls (14 Dec 2009 to 15 Feb 2013)
Jagdeep Singh Rai
IRN JXR66833
- SMF7 Group Entity Senior Manager (since 4 May 2022)
John Alexander Worth
IRN JAW01186
- CF29 Significant management (1 Nov 2012 to 5 Dec 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.