Date authorised
1 April 2013
Companies House
06459521
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848000
  • Complaints Contact

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071848573

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Inzani

    IRN SXI00106

    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
  • Stephen Alexander Liddell

    IRN SAL01158

    • SMF11 Chair of the Audit Committee (since 8 Feb 2021)
  • Stephen John Postlewhite

    IRN SJP01328

    • SIMF7 Group Entity Senior Insurance Manager Function (6 Mar 2017 to 26 Jan 2018)
    • CF1 Director (12 Apr 2010 to 9 May 2012)
  • Steve Mathews

    IRN SXM04196

    • SMF20 Chief Actuary (21 May 2021 to 7 Mar 2022)
  • Stuart Ian Riley

    IRN SIR01015

    • SMF16 Compliance Oversight (10 Jan 2019 to 5 Jun 2020)
  • Stuart Mark Rouse

    IRN SMR01086

    • CF1 Director (30 Oct 2009 to 18 May 2012)
  • Susan Elizabeth Robinson

    IRN SXR00480

    • SMF7 Group Entity Senior Manager (10 Jun 2022 to 31 Oct 2022)
  • Theresa Patricia Froehlich

    IRN TPF01020

    • SMF9 Chair of the Governing Body (since 28 Oct 2021)
    • SMF10 Chair of the Risk Committee (27 May 2020 to 18 May 2022)
  • Thomas Lillelund

    IRN TXL01376

    • SIMF7 Group Entity Senior Insurance Manager Function (12 Dec 2016 to 9 Aug 2018)
  • Tim W Strong

    IRN TXS03830

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
    • [FCA CF] Material risk taker (since 10 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

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