Aspen Insurance UK Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• MARY TEGNER

  IRN MXT00755

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Aug 2022)
  • [FCA CF] Material risk taker (10 Dec 2018 to 31 Aug 2022)
• Marek Stefan Gumienny

  IRN MSG01055

  • CF2 Non Executive Director (9 Oct 2002 to 27 May 2008)
• Mark Dean

  IRN MXD02121

  • SMF24 Chief Operations (6 Nov 2020 to 30 Jun 2021)
  • SMF4 Chief Risk (10 Dec 2018 to 26 Jun 2020)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (27 May 2015 to 6 Mar 2016)
  • CF28 Systems and controls (7 Mar 2013 to 25 Jun 2015)
• Mark Lambert

  IRN MXL00462

  • [FCA CF] Significant management (30 Dec 2019 to 31 Mar 2025)
  • [PRA CF] Key function holder (30 Dec 2019 to 31 Mar 2025)
• Matthew Charles Yeldham

  IRN MCY01006

  • Responsible for Insurance Mediation (30 Apr 2008 to 31 Jan 2010)
  • CF29 Significant management (1 Nov 2007 to 31 Jan 2010)
  • CF18 Significant Mgt (Insurance Underwriting) (29 Oct 2007 to 31 Oct 2007)
• Mauro Signorelli

  IRN MXS01104

  • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2019 to 25 Apr 2023)
  • [FCA CF] Material risk taker (1 Sep 2019 to 25 Apr 2023)
• Michael Edward Feaver

  IRN MEF01020

  • CF13 Finance (1 Dec 2001 to 21 Jun 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 21 Jun 2002)
• Michael Kemble

  IRN MXK00576

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
  • [FCA CF] Material risk taker (since 1 Dec 2021)
• Michael Patrick Duffy

  IRN MPD01123

  • SMF14 Senior Independent Director (since 22 May 2023)
• Michael Roger Cain

  IRN MRC01172

  • SMF1 Chief Executive (10 Dec 2018 to 10 Nov 2020)
  • SIMF1 Chief Executive Function (10 Oct 2017 to 9 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (3 Oct 2016 to 30 Jun 2017)

• ASPEN RISK MANAGEMENT LIMITED (no longer appointed)

  FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012

No changes recorded yet.