Aspen Insurance UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848000
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Complaints Contact
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848573
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Trades With You Directly
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karen Ann Green
IRN KAG01032
- SIMF1 Chief Executive Function (7 Mar 2016 to 12 Oct 2017)
- CF8 Apportionment and Oversight (23 Apr 2014 to 6 Mar 2016)
- CF3 Chief Executive (23 Apr 2014 to 6 Mar 2016)
- CF2 Non Executive Director (AR) (21 May 2012 to 7 Sep 2012)
- CF1 Director (6 Apr 2010 to 12 Oct 2017)
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Karl Josef Mayr
IRN KJM01123
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 30 Jun 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (31 Aug 2016 to 9 Dec 2018)
- CF2 Non Executive Director (18 Jun 2015 to 6 Mar 2016)
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Katharine Anne Wade
IRN KAW01067
- CF1 Director (28 Jun 2010 to 16 Jul 2013)
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Kathryn Ruth Louise Vacher
IRN KRV01006
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 14 May 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (8 Jan 2010 to 6 Mar 2016)
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Kedi Huang
IRN KXH70471
- [FCA CF] Material risk taker (since 29 Apr 2025)
- [PRA CF] Key function holder (since 29 Apr 2025)
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Kevin David Pallett
IRN KDP01011
- CF1 Director (AR) (2 Nov 2010 to 7 Sep 2012)
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Kevin John Powell
IRN KXP17289
- SMF20 Chief Actuary (since 3 Mar 2022)
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Lee Elliston
IRN LXE00118
- SMF24 Chief Operations (since 1 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (23 Dec 2022 to 1 May 2025)
- [FCA CF] Material risk taker (23 Dec 2022 to 1 May 2025)
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Louise Pepper
IRN LXP00319
- [PRA CF] Significant risk taker or Material risk taker (since 9 Mar 2023)
- [FCA CF] Material risk taker (since 9 Mar 2023)
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MARK YUNQUE
IRN MXY00147
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 7 Apr 2021)
- [FCA CF] Material risk taker (1 Jul 2019 to 7 Apr 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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ASPEN RISK MANAGEMENT LIMITED (no longer appointed)
FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.