Aspen Insurance UK Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848000
-
Complaints Contact
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848573
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
-
Trades With You Directly
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Alexander Worth
IRN JAW01186
- CF29 Significant management (1 Nov 2012 to 5 Dec 2014)
-
John Lee Hiskett
IRN JXH09991
- SMF18 Other Overall Responsibility (14 Mar 2019 to 2 Sep 2019)
-
John Michael Warner
IRN JMW01133
- CF2 Non Executive Director (1 Dec 2001 to 21 Jun 2002)
-
Jon Steer
IRN JXS15566
- [PRA CF] Key function holder (since 28 Jan 2022)
- SMF18 Other Overall Responsibility (7 Aug 2019 to 28 Jan 2022)
-
Jonathan Cripps
IRN JXC01007
- [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
- [FCA CF] Material risk taker (since 10 Dec 2018)
-
Jonathan Stewart Price
IRN JSP01146
- SMF2 Chief Finance (10 Dec 2018 to 28 Feb 2019)
- SIMF2 Chief Finance Function (22 Oct 2018 to 9 Dec 2018)
-
Joseph David Hackmey
IRN JDH01060
- CF2 Non Executive Director (1 Dec 2001 to 21 Jun 2002)
- CF1 Director (1 Dec 2001 to 21 Jun 2002)
-
Joseph Whitecross
IRN JXW01015
- [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2024)
- [FCA CF] Material risk taker (since 2 Jan 2024)
-
Julian Michael Cusack
IRN JMC01124
- SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Sep 2019)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (6 May 2014 to 6 Mar 2016)
- CF3 Chief Executive (21 Aug 2013 to 2 Apr 2014)
- CF1 Director (8 Jan 2010 to 24 Apr 2013)
-
Julie Peggs
IRN JXP00244
- SMF16 Compliance Oversight (24 Apr 2024 to 1 Apr 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
ASPEN RISK MANAGEMENT LIMITED (no longer appointed)
FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.