Aspen Insurance UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848000
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Complaints Contact
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848573
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Trades With You Directly
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Helen Rose
IRN HXR01329
- SIMF2 Chief Finance Function (7 Mar 2016 to 22 Oct 2018)
- CF1 Director (2 Feb 2016 to 6 Mar 2016)
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Helene Ok
IRN HXO00079
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2025)
- [FCA CF] Material risk taker (since 21 Jan 2025)
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Henry MacHale
IRN HXM22777
- Responsible for Insurance Distribution (5 Feb 2020 to 29 Nov 2022)
- SMF23 Chief Underwriting Officer (5 Feb 2020 to 29 Nov 2022)
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Ian Donald Cormack
IRN IDC01037
- CF2 Non Executive Director (4 Mar 2003 to 2 Apr 2013)
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Ian Eric Beaton
IRN IEB01017
- CF18 Significant Mgt (Insurance Underwriting) (8 Apr 2005 to 11 Sep 2006)
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Ian George Campbell
IRN IGC01010
- Responsible for Insurance Mediation (14 Jan 2005 to 12 Jul 2007)
- CF1 Director (31 Mar 2004 to 18 Jun 2007)
- CF13 Finance (13 Mar 2003 to 31 Mar 2007)
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JONATHAN DAVEY
IRN JXD01105
- [PRA CF] Significant risk taker or Material risk taker (12 Jan 2018 to 18 Dec 2021)
- [FCA CF] Material risk taker (12 Jan 2018 to 18 Dec 2021)
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Jacqueline Ann Gray
IRN JAG01229
- CF28 Systems and controls (1 Nov 2007 to 15 Feb 2013)
- CF15 Internal Audit (15 Mar 2007 to 31 Oct 2007)
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Jagdeep Singh Rai
IRN JXR66833
- SMF7 Group Entity Senior Manager (since 4 May 2022)
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James Lewis
IRN JRL01113
- SMF23 Chief Underwriting Officer (5 Feb 2020 to 16 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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ASPEN RISK MANAGEMENT LIMITED (no longer appointed)
FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.