Aspen Insurance UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848000
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Complaints Contact
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848573
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Trades With You Directly
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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GUY WILSON
IRN GXW00433
- [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2021)
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Geoffrey Michael William Crisp
IRN GMC01055
- CF1 Director (AR) (18 Nov 2010 to 7 Sep 2012)
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George Thomas Kanfer
IRN GTK01002
- CF2 Non Executive Director (1 Dec 2001 to 21 Jun 2002)
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Glyn Parry Jones
IRN GPJ01004
- CF2 Non Executive Director (1 Dec 2006 to 6 May 2014)
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Gordon Roland Ireland
IRN GRI00006
- SMF14 Senior Independent Director (22 Apr 2020 to 1 Jul 2021)
- SMF10 Chair of the Risk Committee (22 Apr 2020 to 1 Jul 2021)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 1 Jul 2021)
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Grahame Trevethan Dawe
IRN GTD01018
- SMF2 Chief Finance (15 Nov 2019 to 30 Dec 2020)
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Hannah Elizabeth Purves
IRN HEP01021
- SMF13 Chair of the Nominations Committee (22 Feb 2022 to 31 Oct 2022)
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Heather Brown
IRN HXB01621
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Nov 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (10 Jan 2018 to 9 Dec 2018)
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Heather Margaret Goodhew
IRN HMG01032
- CF1 Director (22 Nov 2011 to 25 Sep 2014)
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Heidi Elisabeth Hutter
IRN HEH01006
- CF2 Non Executive Director (6 Aug 2002 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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ASPEN RISK MANAGEMENT LIMITED (no longer appointed)
FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.