Aspen Insurance UK Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• David Alan Cohen

  IRN DAC01313

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 2 Jun 2020)
  • SIMF7 Group Entity Senior Insurance Manager Function (24 Sep 2018 to 9 Dec 2018)
• David Gerard Schick

  IRN DGS01172

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 14 May 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (10 Oct 2018 to 9 Dec 2018)
• David Neville Vermont

  IRN DNV01002

  • CF2 Non Executive Director (1 Dec 2001 to 21 Jun 2002)
• Deirdre Brennan

  IRN DXB00728

  • [FCA CF] Material risk taker (1 Dec 2021 to 31 Oct 2022)
  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2021 to 31 Oct 2022)
• Dominic Barrett

  IRN DXB00727

  • [PRA CF] Significant risk taker or Material risk taker (11 Oct 2019 to 3 Feb 2024)
  • [FCA CF] Material risk taker (11 Oct 2019 to 3 Feb 2024)
• Donald Harrell

  IRN DXH02271

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 13 Aug 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (26 Apr 2017 to 9 Dec 2018)
• Emil Issavi

  IRN EXI01076

  • SMF23 Chief Underwriting Officer (10 Dec 2018 to 30 May 2019)
  • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (24 Feb 2015 to 6 Mar 2016)
• Erik Armellino

  IRN EXA00148

  • [FCA CF] Material risk taker (10 Dec 2018 to 7 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 7 Mar 2026)
• Franck Allaire

  IRN FXA00166

  • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2023 to 30 Apr 2024)
  • [FCA CF] Significant management (18 Aug 2023 to 30 Apr 2024)
• GARETH REES

  IRN GXR00361

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 12 Jun 2020)
  • [FCA CF] Material risk taker (10 Dec 2018 to 12 Jun 2020)

• ASPEN RISK MANAGEMENT LIMITED (no longer appointed)

  FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012

No changes recorded yet.