Aspen Insurance UK Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Carole Anne Barlow

  IRN CAB01296

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 6 Sep 2016)
  • CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
• Charles Christopher O'Kane

  IRN CCO01003

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 6 Sep 2016)
  • CF3 Chief Executive (28 Jun 2002 to 6 Apr 2010)
  • CF1 Director (28 Jun 2002 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (28 Jun 2002 to 6 Apr 2010)
• Christopher Carl Whitmore Jones

  IRN CXJ13886

  • SMF2 Chief Finance (13 May 2021 to 29 Nov 2024)
• Christopher David May

  IRN CDM01073

  • CF1 Director (28 Jun 2002 to 9 Aug 2006)
• Christopher Hughes

  IRN CXH00575

  • [FCA CF] Material risk taker (since 1 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2021)
• Christopher Spratt

  IRN CXS00628

  • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jul 2023)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Jul 2023)
• Claire Smith

  IRN CXS00790

  • SMF7 Group Entity Senior Manager (since 11 Dec 2023)
• Clive Edwards

  IRN CXE01351

  • SMF23 Chief Underwriting Officer (10 Dec 2018 to 1 Nov 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 3 Feb 2020)
  • Responsible for Insurance Mediation (21 Nov 2017 to 30 Sep 2018)
  • SIMF22 Chief Underwriting Officer Function (5 May 2017 to 9 Dec 2018)
• Daniel Berry

  IRN DXB01172

  • [PRA CF] Key function holder (since 2 Sep 2025)
• Daniel Osman

  IRN DXO01160

  • SMF23 Chief Underwriting Officer (since 29 Nov 2022)
  • Responsible for Insurance Distribution (since 29 Nov 2022)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 29 Nov 2022)
  • [FCA CF] Material risk taker (1 Apr 2019 to 29 Nov 2022)

• ASPEN RISK MANAGEMENT LIMITED (no longer appointed)

  FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012

No changes recorded yet.