Aspen Insurance UK Limited

• Principal Place of Business

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848000

  Web

  https://www.aspen.co

• Complaints Contact

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402071848573

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Scott Kenneth Kirk

  IRN SKK01015

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 May 2020)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF29 Significant management (19 May 2015 to 6 Mar 2016)
• Silvia Martinez

  IRN SXM00107

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Mar 2020)
• Simon Inzani

  IRN SXI00106

  • [FCA CF] Material risk taker (since 1 Jan 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
• Stephen Alexander Liddell

  IRN SAL01158

  • SMF11 Chair of the Audit Committee (since 10 Jun 2022)
• Stephen George Rose

  IRN SGR01062

  • Responsible for Insurance Mediation (12 Jul 2007 to 28 Mar 2008)
  • CF1 Director (16 Apr 2007 to 28 Feb 2010)
• Stephen John Postlewhite

  IRN SJP01328

  • SIMF7 Group Entity Senior Insurance Manager Function (21 Dec 2016 to 26 Jan 2018)
  • CF1 Director (12 Apr 2010 to 20 Jun 2013)
• Steve Mathews

  IRN SXM04196

  • SMF20 Chief Actuary (21 May 2021 to 7 Mar 2022)
• Stuart Ian Riley

  IRN SIR01015

  • SMF16 Compliance Oversight (10 Jan 2019 to 5 Jun 2020)
  • CF1 Director (8 Jan 2010 to 8 Feb 2016)
• Stuart Mark Rouse

  IRN SMR01086

  • CF1 Director (AR) (12 Oct 2010 to 18 May 2012)
• Stuart William Sinclair

  IRN SWS01030

  • CF1 Director (4 Oct 2006 to 14 Apr 2008)

• ASPEN RISK MANAGEMENT LIMITED (no longer appointed)

  FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012

No changes recorded yet.