Aspen Insurance UK Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848000
-
Complaints Contact
30 Fenchurch StreetLondonCity Of LondonEC3M 3BDUNITED KINGDOM- Phone
- +4402071848573
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
-
Trades With You Directly
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Oliver Goodwin
IRN OXG00050
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2023)
- [FCA CF] Material risk taker (since 3 Jan 2023)
-
Oliver Lars Edwin Peterken
IRN OLP01001
- CF28 Systems and controls (1 Nov 2007 to 18 Mar 2008)
- CF1 Director (23 Jun 2006 to 13 Jan 2010)
- CF15 Internal Audit (21 Mar 2006 to 15 Mar 2007)
- CF14 Risk Assessment (5 Jul 2005 to 31 Oct 2007)
-
PETER EMBLIN
IRN PXE00150
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2019 to 31 Aug 2020)
- [FCA CF] Material risk taker (1 Sep 2019 to 31 Aug 2020)
-
PETER SLOT
IRN PXS00980
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Apr 2020)
- [FCA CF] Material risk taker (10 Dec 2018 to 30 Apr 2020)
-
Paul Bland
IRN PXB00520
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2021 to 1 Aug 2025)
- [FCA CF] Material risk taker (1 Dec 2021 to 1 Aug 2025)
-
Paul David Cooper
IRN PDC01119
- SMF14 Senior Independent Director (29 Nov 2021 to 7 May 2022)
- SMF11 Chair of the Audit Committee (24 Mar 2021 to 7 May 2022)
-
Paul Gatland
IRN PXG00320
- [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2019)
- [FCA CF] Material risk taker (since 1 Dec 2019)
-
Paul Koslover
IRN PXK01503
- CF28 Systems and controls (9 May 2012 to 31 Jan 2013)
-
Paul Martin
IRN PXM02655
- SMF10 Chair of the Risk Committee (since 3 Feb 2022)
-
Paul Michael Hurdle
IRN PMH01145
- CF1 Director (AR) (17 Nov 2010 to 7 Sep 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
ASPEN RISK MANAGEMENT LIMITED (no longer appointed)
FRN 533308 · Appointed 11 Oct 2010 · Until 7 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.