Date authorised
1 April 2013
Companies House
OC326736
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ashridge House Golf Club Road
    Little Gaddesden
    Berkhamsted
    Herts
    HP4 1LY
    UNITED KINGDOM
    Phone
    +447595874822
  • Complaints Contact

    Ashridge House Golf Club Road
    Little Gaddesden
    Berkhamsted
    Herts
    HP4 1LY
    UNITED KINGDOM
    Phone
    +447595874822

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rupert Thomas Anthony Novis

    IRN RTN01004

    • CF30 Customer (2 Nov 2009 to 1 Feb 2011)
  • Simon Ramery

    IRN SXR01521

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (22 Jun 2016 to 8 Dec 2019)
  • Sona Sherratt

    IRN SXS03276

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
  • Wenqi Lu

    IRN WXL01062

    • CF4 Partner (AR) (17 Sep 2009 to 12 Mar 2010)
    • CF30 Customer (27 Apr 2009 to 12 Mar 2010)
  • Xingang Wang

    IRN XXW01042

    • CF4 Partner (AR) (17 Sep 2009 to 12 Mar 2010)
    • CF30 Customer (27 Apr 2009 to 12 Mar 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.