Ashmore Investment Advisors Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Gregory
IRN JXG01748
- SMF24 Chief Operations (3 Feb 2020 to 31 Mar 2022)
John Keith Taylor
IRN JKT01020
- [FCA CF] Significant management (9 Dec 2019 to 12 May 2021)
Jonathan Alec Laird Shingler
IRN JXS00568
- [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
Jordan James Langton Griffin
IRN JXG00290
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Jorge Francisco Stepniak Felippe
IRN JFF01045
- CF30 Customer (18 Jul 2014 to 28 Sep 2017)
Joseph Peter Hurst Suddaby
IRN JPS01154
- CF30 Customer (15 Aug 2014 to 4 Sep 2017)
Joshua Anthony Martin
IRN JXM04063
- [FCA CF] Client dealing (since 3 Jun 2024)
Julie Dickson
IRN JXD01562
- CF30 Customer (18 Jul 2014 to 9 Feb 2015)
Juraj Pekar
IRN JXP00349
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2023)
Ke Li
IRN KXL01372
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Apr 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.