Julie Dickson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (16 Nov 2015 to 8 Dec 2019)
Ashmore Investment Advisors Limited (no longer approved here)
FRN 611412
- CF30 Customer (18 Jul 2014 to 9 Feb 2015)
Ashmore Investment Management Limited (no longer approved here)
FRN 185402
- CF30 Customer (29 Jun 2012 to 9 Feb 2015)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (5 Sep 2011 to 30 Apr 2012)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF27 Investment Management (26 Jun 2003 to 21 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.