Ashmore Investment Advisors Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William Joseph Salter
IRN WXS01270
- [FCA CF] Client dealing (since 12 Jul 2023)
- [FCA CF] Material risk taker (since 12 Jul 2023)
Xiao Yan Chen
IRN XYC01002
- CF30 Customer (27 Oct 2016 to 3 Mar 2017)
Xin Xu
IRN XXX01008
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Jul 2014 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.