Xin Xu

Watch for changes

IRN: XXX01008
Last updated: 2 weeks ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ashmore Investment Management Limited
FRN 185402
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (31 Oct 2008 to 8 Dec 2019)
Ashmore Investment Advisors Limited
FRN 611412
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Jul 2014 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (11 Mar 2008 to 26 Oct 2008)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (11 Mar 2008 to 26 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.