Ashberg Limited

• Principal Place of Business

  Landmark

  2 Portman Street

  Westminster

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

  Web

  https://www.ashbergmfo.com

• Complaints Contact

  Landmark

  2 Portman Street

  London

  Westminster

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Roland Giles Everist

  IRN CRE01044

  • CF30 Customer (21 Oct 2015 to 25 Sep 2017)
• Christopher Gruen

  IRN CXG00615

  • CF30 Customer (since 17 Jul 2025)
  • CF1 Director (AR) (17 Jul 2025 to 18 Mar 2026)
• Clive Stanley Gande

  IRN CSG01022

  • CF30 Customer (24 May 2011 to 12 Aug 2015)
  • CF1 Director (24 May 2011 to 12 Aug 2015)
• Colin Anthony Shapiro

  IRN CAS01169

  • CF30 Customer (23 May 2011 to 8 Mar 2013)
• David Henry Cecil Floyd

  IRN DHF01010

  • [FCA CF] Client dealing (18 Oct 2021 to 31 Jul 2023)
• Douglas Hugh Sawers

  IRN DXS09858

  • CF30 Customer (31 Dec 2018 to 16 Nov 2022)
• Duncan Stuart Morrison

  IRN DSM01146

  • CF30 Customer (5 Mar 2015 to 13 Jul 2020)
• Dwight William Makins

  IRN DWM01115

  • [FCA CF] Client dealing (since 24 Jan 2022)
  • CF30 Customer (25 Mar 2015 to 18 Jan 2022)
• Frederick Francis

  IRN FXF01102

  • CF2 Non Executive Director (5 Aug 2010 to 8 Dec 2019)
• Gabriela Herculano

  IRN GXH01504

  • CF3 Chief Executive (AR) (4 Feb 2021 to 23 Apr 2021)
  • CF30 Customer (4 Feb 2021 to 23 Apr 2021)

• NCL Technology Ventures Ltd (no longer appointed)

  FRN 682704 · Appointed 8 Apr 2015 · Until 9 May 2016

• Ruffena Investment Group Limited (no longer appointed)

  FRN 607363 · Appointed 16 Sep 2013 · Until 1 May 2025

• Julian Clement Hirst (no longer appointed)

  FRN 606826 · Appointed 4 Sep 2013 · Until 10 Aug 2015

No changes recorded yet.