Ascot Lloyd Limited

• Principal Place of Business

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

  Web

  https://www.ascotlloyd.co.uk

• Complaints Contact

  Ascot Lloyd, 45 Church Street

  Birmingham

  Birmingham

  B3 2RT

  UNITED KINGDOM

  Phone

  +4403454757500

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark James McCann

  IRN MJM00039

  • [FCA CF] Manager of certification employee (9 Mar 2021 to 1 Oct 2021)
• Mark James Wilcox

  IRN MJW01222

  • CF30 Customer (30 May 2019 to 16 Aug 2019)
• Mark Jason Livesey

  IRN MJL00071

  • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 28 Feb 2023)
  • [FCA CF] Client dealing (18 Jan 2021 to 28 Feb 2023)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Mark Leefe

  IRN MXL00158

  • CF30 Customer (4 Nov 2016 to 30 Nov 2018)
• Mark Pattison

  IRN MXP00315

  • [FCA CF] Significant management (11 Mar 2021 to 4 Jun 2021)
  • [FCA CF] Manager of certification employee (11 Mar 2021 to 4 Jun 2021)
• Mark Priestley

  IRN MXP01439

  • CF30 Customer (7 Nov 2013 to 19 Feb 2014)
• Mark Roger Ireland

  IRN MRI00002

  • [FCA CF] Client dealing (30 Mar 2020 to 6 May 2022)
  • [FCA CF] Functions requiring qualifications (30 Mar 2020 to 6 May 2022)
• Mark Stephen Dowde

  IRN MSD01065

  • [FCA CF] Functions requiring qualifications (18 Dec 2020 to 5 Nov 2022)
  • [FCA CF] Client dealing (18 Dec 2020 to 5 Nov 2022)
  • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
• Martin Craig Hellier

  IRN MCH01119

  • CF30 Customer (4 Nov 2013 to 17 Dec 2015)
• Martin Harvey

  IRN MXH02202

  • CF30 Customer (11 Jul 2013 to 1 Apr 2016)

• Calculis Financial Planning Limited (no longer appointed)

  FRN 920209 · Appointed 1 Apr 2020 · Until 5 May 2020

• Fitzrovia Financial Services Limited (no longer appointed)

  FRN 196973 · Appointed 5 Jun 2019 · Until 30 Nov 2022

No changes recorded yet.