Ascencia Investment Management Limited

• Principal Place of Business

  Suite 3.06 ARRIVE@ Tomorrow Building

  Media City

  Salford Quays

  Salford

  Greater Manchester

  M50 2AB

  UNITED KINGDOM

  Phone

  +441618868000

  Web

  https://www.ascenciaim.co.uk

• Complaints Contact

  Frenkel House

  15 Carolina Way

  Salford

  Greater Manchester

  M50 2ZY

  UNITED KINGDOM

  Phone

  +441618868000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claire Mason

  IRN CXM00487

  • [FCA CF] Manager of certification employee (8 Jul 2021 to 10 Feb 2022)
• David Geoffrey Hemming

  IRN DGH01097

  • CF2 Non Executive Director (17 Dec 2004 to 30 Sep 2009)
• David Mulholland

  IRN DXM02454

  • CF30 Customer (19 Jul 2016 to 10 Mar 2017)
• David Robert Southworth

  IRN DRS01170

  • CF2 Non Executive Director (21 Mar 2016 to 15 Jun 2016)
• David William Furse

  IRN DWF01012

  • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
  • CF27 Investment Management (7 Apr 2006 to 31 Oct 2007)
• Denise Moore

  IRN DXM02461

  • [FCA CF] Manager of certification employee (since 4 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2024)
  • CF11 Money Laundering Reporting (21 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Nov 2017 to 8 Dec 2019)
• Edward Charles Ormond Steven

  IRN ECS01053

  • CF30 Customer (20 Feb 2015 to 1 Jul 2015)
• Elaine Cullen-Grant

  IRN EXC80403

  • SMF3 Executive Director (since 13 Aug 2020)
• Emily Lewis

  IRN EXL01262

  • CF30 Customer (7 Jan 2013 to 7 Jun 2013)
• Emma Karniewicz

  IRN EXK01267

  • CF30 Customer (4 Jul 2012 to 6 Aug 2012)

No changes recorded yet.