Asante Capital Group LLP

• Principal Place of Business

  Asante Capital Group

  25 Old Burlington Street

  London

  W1S 3AN

  UNITED KINGDOM

  Phone

  +442036964700

  Web

  https://www.asantecapital.com

• Complaints Contact

  25 Old Burlington Street

  London

  W1S 3AN

  UNITED KINGDOM

  Phone

  +442036964700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver James Weston

  IRN OXJ00042

  • [FCA CF] Client dealing (6 Jun 2024 to 27 Jun 2025)
  • [FCA CF] Manager of certification employee (6 Jun 2024 to 27 Jun 2025)
• Reyno Renier Norval

  IRN RRN01010

  • [FCA CF] Manager of certification employee (1 Oct 2021 to 28 Feb 2022)
  • [FCA CF] Client dealing (1 Oct 2021 to 28 Feb 2022)
  • CF30 Customer (17 Apr 2014 to 10 Sep 2018)
• Ricardo Felix-Casares

  IRN RXF00129

  • [FCA CF] Client dealing (9 Dec 2020 to 14 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 14 Apr 2023)
• Ricardo Javier Felix-Casares

  IRN RXF00247

  • SMF27 Partner (since 14 Mar 2023)
• Samuel Cantor

  IRN SXC00499

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 27 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 27 Jun 2025)
• Simon Gold

  IRN SXG01949

  • CF30 Customer (7 Feb 2014 to 17 Jul 2018)
• Vyas Kumar Iyer

  IRN VXI00004

  • [FCA CF] Client dealing (4 Jul 2023 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (4 Jul 2023 to 31 Dec 2023)
• Warren Thirkell Hibbert

  IRN WTH01019

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Nov 2010 to 8 Dec 2019)
• Yaron Zafir

  IRN YXZ01081

  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)

No changes recorded yet.