Artisan Partners UK LLP

• Principal Place of Business

  Smithson Tower, Floor 10

  25 St. James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +4402077667110

  Web

  https://www.artisanpartners.com

• Complaints Contact

  Smithson Tower, Floor 10

  Smithson Tower

  25 St. James's Street

  London

  Westminster

  SW1A 1HA

  UNITED KINGDOM

  Phone

  +4402077667110

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hassan Ashraf

  IRN HXA70689

  • [FCA CF] Client dealing (15 Nov 2022 to 31 Jan 2025)
• James Henry Arnold

  IRN JHA01028

  • CF30 Customer (19 Apr 2012 to 5 Jan 2015)
• Jamie Lee Hall Evans

  IRN JXE00128

  • [FCA CF] Significant management (since 9 Dec 2019)
• Kampanart Kiatlertpongsa

  IRN KXK01617

  • CF30 Customer (3 Mar 2014 to 28 Feb 2018)
• Katharine Jane King

  IRN KXK06249

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
• Laetitia Marie Aude de Pastre

  IRN LMD01057

  • [FCA CF] Client dealing (since 4 Nov 2025)
• Louise Anne Harris

  IRN LAH01097

  • CF11 Money Laundering Reporting (22 Feb 2011 to 12 Oct 2012)
  • CF10 Compliance Oversight (22 Feb 2011 to 12 Oct 2012)
• Marc Emil Mikael Peterzens

  IRN MEP01080

  • CF30 Customer (6 Jul 2017 to 22 Jun 2018)
• Marina Poletto

  IRN MXP02306

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Martin Lawrence

  IRN MXL01896

  • [FCA CF] Significant management (since 9 Dec 2019)

No changes recorded yet.