James Henry Arnold

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mondrian Investment Partners Limited
FRN 149507
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Material risk taker (since 1 Jul 2025)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- [FCA CF] Client dealing (11 Oct 2021 to 6 May 2022)
Goodhart Partners LLP (no longer approved here)
FRN 496588
- CF30 Customer (16 Feb 2015 to 26 Oct 2017)
Artisan Partners UK LLP (no longer approved here)
FRN 518554
- CF30 Customer (19 Apr 2012 to 5 Jan 2015)
Janus Henderson Investors International Limited (no longer approved here)
FRN 189998
- CF30 Customer (20 Feb 2012 to 17 Mar 2012)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (10 May 2004 to 8 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.