Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher George Harold Hardcastle

    IRN CXH02090

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 31 Aug 2021)
    • [FCA CF] Significant management (1 Jul 2020 to 31 Aug 2021)
    • CF29 Significant management (2 Mar 2017 to 8 Dec 2019)
  • Christopher John Brook

    IRN CXB00179

    • SMF18 Other Overall Responsibility (24 May 2023 to 1 Feb 2024)
    • [FCA CF] Significant management (1 Dec 2021 to 26 May 2023)
  • Christopher Jonathan Hayday

    IRN CXH00687

    • [FCA CF] Significant management (since 31 Jul 2023)
    • [FCA CF] Manager of certification employee (31 Jul 2023 to 21 Mar 2024)
  • Claire Alison Eeles

    IRN CXE00139

    • [FCA CF] Significant management (13 Jun 2022 to 10 Dec 2022)
  • Claire Jane Lander

    IRN CXL00212

    • [FCA CF] Significant management (since 1 Dec 2021)
  • Claire Joanne Burrell

    IRN CJB01302

    • CF1 Director (AR) (3 Feb 2025 to 25 Sep 2025)
    • SMF18 Other Overall Responsibility (16 Jan 2025 to 22 Sep 2025)
    • [FCA CF] Significant management (16 Apr 2024 to 16 Jan 2025)
  • Claire Louise Davies

    IRN CXD21554

    • SMF18 Other Overall Responsibility (since 15 Jan 2020)
  • Claire Mary Ballentine

    IRN CXB81105

    • [FCA CF] Manager of certification employee (20 Jul 2023 to 31 May 2024)
    • [FCA CF] Significant management (20 Jul 2023 to 31 May 2024)
  • Claire Mundy

    IRN CXM00879

    • [FCA CF] Significant management (17 May 2023 to 6 Mar 2025)
  • Clare Francis

    IRN CLF01021

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.