Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert Drummond Smith

    IRN JRS01090

    • Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 14 Mar 2024)
    • CF2 Non Executive Director (1 Jan 2014 to 8 Dec 2019)
  • James Sargent Gault

    IRN JSG01109

    • CF1 Director (24 Jun 2011 to 1 Nov 2017)
  • Jayne Nicola Pearce

    IRN JXP00720

    • [FCA CF] Significant management (since 1 Nov 2022)
  • Jessica Danielle Belfield-Waters

    IRN JXB04016

    • [FCA CF] Significant management (since 31 Mar 2025)
  • Joanne Jane Jones

    IRN JXJ00384

    • [FCA CF] Significant management (since 2 Dec 2024)
  • John Andrew Leslie

    IRN JAL01192

    • CF1 Director (17 Nov 2005 to 23 Jan 2007)
  • John Anthony Durkin

    IRN JAD01322

    • CF29 Significant management (24 Oct 2016 to 16 Jan 2017)
  • John Crichton

    IRN JXC03468

    • [FCA CF] Significant management (since 30 Oct 2025)
  • John Michael Mcgrane

    IRN JXM01420

    • [FCA CF] Significant management (since 11 Jul 2023)
  • John Michael Thompson

    IRN JMT01220

    • [FCA CF] Significant management (26 Nov 2020 to 8 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2020)
    • Responsible for Insurance Distribution (3 Jun 2019 to 1 Mar 2020)
    • CF3 Chief Executive (AR) (10 Oct 2018 to 1 Mar 2020)
    • CF1 Director (AR) (10 Oct 2018 to 1 Mar 2020)
    • CF3 Chief Executive (14 Sep 2018 to 8 Dec 2019)
    • CF1 Director (14 Sep 2018 to 8 Dec 2019)
    • CF29 Significant management (20 Jul 2017 to 14 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.