Date authorised
1 April 2013
Companies House
01193013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4401403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    SCOTLAND
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bhargav Harshadbhai Patel

    IRN BHP01012

    • CF29 Significant management (7 Nov 2016 to 28 Jul 2017)
  • Brent Michael Kruger

    IRN BXK22457

    • SMF18 Other Overall Responsibility (since 17 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Feb 2022 to 13 Mar 2023)
    • [FCA CF] Significant management (1 Jul 2020 to 13 Mar 2023)
  • Brian Anthony King

    IRN BAK01028

    • CF1 Director (14 Jan 2005 to 10 Apr 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Apr 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Sep 2005)
    • CF3 Chief Executive (14 Jan 2005 to 1 Sep 2005)
  • Brian Patrick Gulbransen

    IRN BPG01050

    • [FCA CF] Significant management (2 Mar 2021 to 29 Jul 2022)
    • CF4 Partner (AR) (18 Apr 2018 to 30 Nov 2020)
  • Bridget Lambie

    IRN BXL23143

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 27 Feb 2025)
    • [FCA CF] Significant management (1 Oct 2020 to 27 Feb 2025)
    • SMF18 Other Overall Responsibility (29 Jan 2020 to 28 Feb 2025)
  • Carol Ann Richmond

    IRN CAR01046

    • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • Charles Douglas Knowles Scott

    IRN CDS01106

    • SMF3 Executive Director (since 14 Mar 2024)
    • SMF2 Chief Finance (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • CF1 Director (9 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (12 Jan 2017 to 28 Nov 2017)
    • CF1 Director (AR) (6 Dec 2016 to 28 Nov 2017)
  • Charles Robertson Crawford

    IRN CRC01034

    • SMF3 Executive Director (since 14 Mar 2024)
    • SMF24 Chief Operations (since 9 Dec 2019)
    • CF1 Director (AR) (1 Dec 2021 to 1 Mar 2022)
    • CF29 Significant management (12 Jan 2017 to 8 Dec 2019)
  • Christopher Anthony Richard Bowen

    IRN CAB01187

    • CF1 Director (6 May 2008 to 30 May 2012)
  • Christopher Edward Thompson

    IRN CXT00531

    • [FCA CF] Significant management (since 1 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.